Seaman Brokerage Systems, LLC.

WELCOME TO SEAMAN BROKERAGE SYSTEMS

We are a software company serving the securities industry exclusively since 1975. We have designed, integrated, deployed, and supported hundreds of applications at over 40 major brokerage firms and banks in our 40-year history.

About Us

We are a software company serving the securities industry exclusively since 1975. We have designed, integrated, deployed, and supported hundreds of applications at over 40 major brokerage firms and banks in our 40-year history.

Our systems run in-house; not as service bureau systems. This allows for tight integration with existing operations and technology platforms. Each system may be customized, if necessary, during installation. Calculation results, database data, and reports may be embedded into existing infrastructures and delivery mechanisms. We deliver full source code, documentation, programmer and user training so that firms may leverage our experience, expertise and code-base while securing control of their future. Our systems run on all operating systems and connect with virtually all back-end databases. Our products all have web-based front-ends and do not require any application-specific end-user desktop installations. Application entitlements are integrated with existing security infrastructures when possible.

All of our systems are fully multi-currency allowing any/all data and calculations to be performed in, and converted to any currency.

Our systems contain end-of-day, intra-day / real-time, and what-if environments. They are installed in-house with source code. All of our systems are fully documented and come with 24 x 7 x 365 day support.

Systems

Systems

Margin Systems. Corporate Actions Systems. Consolidated Stock Record Systems. 15C3-3 Allocation Systems. Rehypothecation/Seg Systems. Short Rebate Interest Systems. Self-Clearing Systems. Full Back-Office Systems.

Portfolio Margin

The Portfolio Margin System calculates Regulatory (TIMS) requirements, House requirements, and Day Trading requirements per FINRA rules.

Reg-T Margin

The Reg-T Margin System calculates House, Regulatory, and Federal requirements per FINRA rule 431.

Corporate Actions

The Corporate Actions System handles all aspects of mandatory and voluntary deals from announcement collection, comparison, cleansing, and reporting, entitlements processing, to automatically generating tax-appropriate entries which adjust the accounts.

Consolidated Stock Record

The CSR System combines multiple Stock Records into a single warehouse for reporting and downstream extract.

15C3-3 Allocation

The 15C3-3 Allocation System performs a user-defined allocation of the Stock Record, and prepares all of the necessary XML files for the FINRA Automated Exam Program data submission.

Continually since 1975, we've designed, customized, installed, and supported brokerage processing systems. References available on request.

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Features

Fixed-Fee or hourly installs. No subcontractors. Source code and documentation come standard. Annual maintenance optional.

Customized

All of our systems are tailored during installation to contain the specific functionality requested by each client.

Integrated

Each installation is completely integrated with other existing systems; our systems function as if they were built in-house.

Source Code

All systems may include full source code with license to modify.

Fixed Fee

Most of our systems are installed for a fixed-fee with all customization, integration and enhancements included.

24 x 7 x 365 Support

We fully support all of our systems around the clock.

Dev, UAT, Production Environments

We develop and test in a development environment. You promote the code to your UAT and Production environments based upon your schedule.

Integrated Security

All systems are integrated into existing entitlement methodologies- or the systems may be fully self-contained.

Documentation

All systems include full system and end-user documentation.

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